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...United Kingdom, 13 in Japan, eight in Taiwan, seven in Korea and three in Australia. In filings with the Securities and Exchange Commission, Costco reported it plans to open up to three new warehouses by Sept. 2. In its list of locations coming...
...families from destitution; the nation's watchdog over investment bankers and Wall Street manipulators (the Securities and Exchange Commission); and an agency that lifted an entire region out of crushing poverty (the Tennessee Valley Authority...
...losses individual investors could sustain betting on IPOs. In December, Arthur Levitt, chairman of the Securities and Exchange Commission, campaigned to discourage individual investors from jumping into ''the IPO game.'' ''I'm worried...
...the NYSE. ''The NYSE will not beat the alternative markets at their own game.'' In addition, the Securities and Exchange Commission has indicated that a for-profit NYSE would have to spin off its regulatory arm. But many companies list...
...Reidel Anthony and Jacquez Green. The accusations nearly duplicate those levied against Black by the Securities and Exchange Commission in a civil case filed last week. The SEC accused Black of defrauding athletes of $5 million in a period...
...have to be disclosed to investors under legislation passed by the House and regulations in the works at the Securities and Exchange Commission. ''This is the type of information a fund investor should have,'' said Rep. Paul Gillmor, R-Ohio...
...shareholder fails to exchange old shares for new, they can be declared abandoned in as little as one year. The Securities and Exchange Commission has estimated the number of ''lost') shareholders at 3 million and growing.'' The problem in recovering...
...that variable annuities, an increasingly popular way to save for retirement, also have pitfalls. The Securities and Exchange Commission on Monday issued an ''investor alert'' and a brochure on its Web site to help investors understand the...
...violence and the threat of violence,'' he said. Richard Walker, director of enforcement of the U.S. Securities and Exchange Commission, called the crimes ''among the most egregious witnessed in recent years.'' As part of the overall...
...specific information each quarter on the fees they're paying, congressional investigators are telling the Securities and Exchange Commission. Two lawmakers said the mutual fund industry opposes the recommendation by the General Accounting Office...